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Whistleblower Policy

If any person has concerns regarding questionable accounting or auditing matters related to the firm, as well, as the KraneShares Trust (the “Trust”), or violations of the firms Code of Ethics or the Trust, you can submit such concerns in person to the Trust CCO, Advisor CCO or General Counsel, or in any of the following ways. All such reports will be kept confidential, and can be anonymous. There will be NO retaliation against anyone who, in good faith, reports any such concerns (or who provides assistance in investigating such concerns). Reporting persons who are willing to provide their names should indicate if they want their names to be kept confidential.

Whistleblower Hotline: +1 (646) 293-0946
Whistleblower E-Mail: [email protected]

You may also report concerns directly to the Securities and Exchange Commission (SEC)
Phone: (202) 551-4790
Fax: (703) 813-9322 (fax submission is strongly encouraged)

Address for mailing:
ENF-CPU (U.S. Securities & Exchange Commission)
14420 Albemarle Point Place
Suite 102
Chantilly, VA 20151-1750
SEC.gov | Office of the Whistleblower